| Characteristic | Level of culpability | Minimum penalty per violaion | Maximum penalty per violation | Annual penalty limit |
|---|---|---|---|---|
| Tier 1 | Reasonable efforts | $141 | $71,162 | $2,134,831 |
| Tier 2 | Lack of oversight | $1,424 | $71,162 | $2,134,831 |
| Tier 3 | Neglect 鈥 rectified within 30 days | $14,232 | $71,162 | $2,134,831 |
| Tier 4 | Neglect 鈥 not rectified within 30 days | $71.16 | $2,134,831 | $2,134,831 |
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Source
Source
Release date
August 2024
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Region
United States
Survey time period
August 2024
Supplementary notes
The source adds the following information: "The four categories used for the penalty structure are as follows:
- Tier 1: A violation that the covered entity was unaware of and could not have realistically avoided, had a reasonable amount of care been taken to abide by HIPAA Rules
- Tier 2: A violation that the covered entity should have been aware of but could not have avoided even with a reasonable amount of care. (but falling short of willful neglect of HIPAA Rules)
- Tier 3: A violation suffered as a direct result of 鈥渨illful neglect鈥 of HIPAA Rules, in cases where an attempt has been made to correct the violation
- Tier 4: A violation of HIPAA Rules constituting willful neglect, where no attempt has been made to correct the violation within 30 days."
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